【SWSCAP 7186 交流专区】友利新资本（前名UDSCAP）

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ate of change	26 Oct 2018
Name	DATO' SERI MR. SERM JUTHAMONGKHON
Age	79
Gender	Male
Nationality	Thailand
Type of change	Redesignation
Previous Position	Non Executive Director
New Position	Deputy Chairman
Directorate	Independent and Non Executive

Qualifications

No	Qualifications	Major/Field of Study	Institute/University	Additional Information
1	Others	-	-	Secondary education at Chung Ling High School, Penang

Working experience and occupation	President of the Chip Yoo Latex Co, Ltd
Family relationship with any director and/or major shareholder of the listed issuer	None
Any conflict of interests that he/she has with the listed issuer	None
Details of any interest in the securities of the listed issuer or its subsidiaries	11,692,625 ordinary shares of RM0.50 each

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SUMMARY OF KEY FINANCIAL INFORMATION 31 Aug 2018

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		31 Aug 2018	31 Aug 2017	31 Aug 2018	31 Aug 2017
		$$'000	$$'000	$$'000	$$'000

1	Revenue	33,846	31,964	130,666	144,864
2	Profit/(loss) before tax	-227	8,526	647	11,462
3	Profit/(loss) for the period	-1,349	6,461	-923	9,070
4	Profit/(loss) attributable to ordinary equity holders of the parent	-1,409	6,813	-1,038	8,555
5	Basic earnings/(loss) per share (Subunit)	-0.77	3.74	-0.57	4.69
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.5418		0.6844

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Type	Announcement
Subject	MULTIPLE PROPOSALS
Description	SWS CAPITAL BERHAD ("SWS" OR THE "COMPANY")(I)        PROPOSED ACQUISITION;(II)        PROPOSED RIGHTS ISSUE OF IRREDEEMABLE CONVERTIBLE PREFERENCE SHARES ("ICPS"); (III)        PROPOSED PRIVATE PLACEMENT OF ICPS; AND(IV)        PROPOSED AMENDMENTS
On behalf of the board of directors of SWS (“Board”), Inter-Pacific Securities Sdn. Bhd. (“IPS”) wishes to announce that the Company proposes to undertake the following: proposed acquisition of 5,250,000 ordinary shares in Ee Jia Housewares (M) Sdn. Bhd. (“Ee Jia”) (“Ee Jia Share(s)”) (“Sale Share(s)”), representing the entire equity interest in Ee Jia for a purchase consideration of RM64.0 million (“Purchase Consideration”) to be satisfied via a combination of RM20.0 million in cash (“Cash Consideration”) and the issuance of 55,000,000 new ordinary shares in SWS (“SWS Share(s)”) (“Consideration Share(s)”) at an issue price of RM0.80 each (“Proposed Acquisition”); proposed renounceable rights issue of up to 547,031,166 new ICPS at an issue price of RM0.07 each in SWS (“Rights ICPS”) on the basis of two (2) Rights ICPS for every one (1) existing SWS Share held at an entitlement date to be determined later (“Entitlement Date”) (“Proposed Rights Issue of ICPS”); proposed private placement of up to 143,000,000 new ICPS in SWS (“Placement ICPS”) at an issue price to be determined later, representing up to approximately 26.14% of the Rights ICPS to be issued pursuant to the Proposed Rights Issue of ICPS (“Proposed Private Placement of ICPS”); and the proposed amendments to the Constitution of SWS (“Proposed Amendments”). The Proposed Acquisition, Proposed Rights Issue of ICPS, Proposed Private Placement of ICPS and the Proposed Amendments are collectively referred to as the “Proposals”. Further details of the Proposals are set out in the enclosed attachment. This announcement is dated 28 January 2019.

http://www.bursamalaysia.com/market/listed-companies/company-announcements/6051601

Attachments SWS - Announcement dated 28 January 2019.pdf

Type	Announcement
Subject	MULTIPLE PROPOSALS
Description	SWS CAPITAL BERHAD ("SWS" OR THE "COMPANY")(I)        PROPOSED ACQUISITION;(II)        PROPOSED RIGHTS ISSUE OF IRREDEEMABLE CONVERTIBLE PREFERENCE SHARES ("ICPS"); (III)        PROPOSED PRIVATE PLACEMENT OF ICPS; AND(IV)        PROPOSED AMENDMENTS
We refer to the announcement dated 28 January 2019 in relation to the Proposals ("Announcement"). Please refer to the attachment for the amendments made to Section 2.3.2(i) and Appendix II of the Announcement. This announcement is dated 29 January 2019.

http://www.bursamalaysia.com/market/listed-companies/company-announcements/6052261

Attachments SWS - Announcement dated 29 January 2019.pdf

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 30 Nov 2018

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		30 Nov 2018	30 Nov 2017	30 Nov 2018	30 Nov 2017
		$$'000	$$'000	$$'000	$$'000

1	Revenue	31,936	32,350	31,936	32,350
2	Profit/(loss) before tax	-1,141	1,110	-1,141	1,110
3	Profit/(loss) for the period	-1,259	692	-1,259	692
4	Profit/(loss) attributable to ordinary equity holders of the parent	-1,311	665	-1,311	665
5	Basic earnings/(loss) per share (Subunit)	-0.72	0.46	-0.72	0.46
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.5346		0.5418

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Date of change	19 Apr 2019
Name	MR NEO CHEE KIAT
Age	48
Gender	Male
Nationality	Malaysia
Designation	Non-Independent Director
Directorate	Non Independent and Non Executive
Type of change	Resignation
Reason	Due to other personal commitment
Details of any disagreement that he/she has with the Board of Directors	No
Whether there are any matters that need to be brought to the attention of shareholders	No

Qualifications

No

Qualifications

Major/Field of Study

Institute/University

Additional Information

Working experience and occupation	Mr Neo Chee Kiat being appointed as the Managing Director on 30 November 2003 and re-designated as Non-Independent Non-Executive Director on 16 November 2017. He was conferred Pingat Ibrahim Sultan (P.I.S) by the Sultan of Johor Sultan Ibrahim Sultan Iskandar in 2012.
Family relationship with any director and/or major shareholder of the listed issuer	Mr. Neo Chee Kiat is the son of Mr Neo Tiam Hock who is also a major shareholder of the Company.
Any conflict of interests that he/she has with the listed issuer	NIL
Details of any interest in the securities of the listed issuer or its subsidiaries	Direct InterestNeo Chee Kiat - (5,447,762 Ordinary Shares)Neo Chee Kiat - (2,723,881 warrants)Indirect InterestLim Hui Na (Wife) - (12,500 Ordinary Shares)Lim Hui Na (Wife) - (6,250 warrants)

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 28 Feb 2019

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		28 Feb 2019	28 Feb 2018	28 Feb 2019	28 Feb 2018
		$$'000	$$'000	$$'000	$$'000

1	Revenue	29,015	29,227	60,952	61,578
2	Profit/(loss) before tax	-2,301	-1,575	-3,442	-465
3	Profit/(loss) for the period	-2,428	-1,868	-3,687	-1,177
4	Profit/(loss) attributable to ordinary equity holders of the parent	-2,283	-1,876	-3,595	-1,211
5	Basic earnings/(loss) per share (Subunit)	-1.25	-1.29	-1.97	-0.83
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.5221		0.5418

icy97

Type	Announcement
Subject	OTHERS
Description	OPTION AGREEMENT BETWEEN SWS CAPITAL BERHAD (SWS OR THE COMPANY) AND NEXUS UNION SDN. BHD. (NEXUS) IN RELATION TO NEXUS GRANTING AN OPTION TO SWS TO PURCHASE 3,442,500 ORDINARY SHARES IN MATA AEROTECH SDN BHD (MATA AEROTECH OR JVC) HELD BY NEXUS FOR A TOTAL PURCHASE CONSIDERATION OF RM4,725,000 REPRESENTING 51% OF THE PAID-UP CAPITAL OF MATA AEROTECH
The Board of Directors of SWS wishes to announce that SWS and Nexus has on 9 July 2019 entered into an Option Agreement (“Effective Date”) for Nexus to grant an option to SWS to purchase 3,442,500 ordinary shares in MATA Aerotech held by Nexus at a purchase consideration of RM4,725,000 (“Purchase Price”) representing 51% of the paid-up capital of MATA Aerotech (“Agreement”). The Option (as defined herein) is granted to SWS by Nexus for a consideration of RM200,000 (“Consideration”) which shall be utilised as part payment of the Purchase Price in the event SWS exercises the Option. Please refer to the attached file for full text of the announcement. This announcement is dated 09 July 2019.

http://www.bursamalaysia.com/market/listed-companies/company-announcements/6218241

Attachments SWS - Announcement Option Agreement - 20190709 .pdf

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Change in Financial Year End

SWS CAPITAL BERHAD

Old financial year end	31 Aug 2019
New financial year end	31 Dec 2019

Remarks :

The Board of Directors of the Company had approved the change of financial year end ("FYE) of the Company from 31 August to 31 December. This is to enable the quarterly results to be in line with the calendar quarters and the market practice of having a FYE either at mid or end of the calendar year. The next set of financial statements will be made up from 1 September 2018 to 31 December 2019 covering a period of 16 months. Thereafter, the subsequent FYEs shall be on 31 December.

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 31 May 2019

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		31 May 2019	31 May 2018	31 May 2019	31 May 2018
		$$'000	$$'000	$$'000	$$'000

1	Revenue	40,187	35,243	101,138	96,821
2	Profit/(loss) before tax	253	1,339	-3,189	874
3	Profit/(loss) for the period	29	1,603	-3,658	426
4	Profit/(loss) attributable to ordinary equity holders of the parent	177	1,582	-3,417	371
5	Basic earnings/(loss) per share (Subunit)	0.10	1.08	-1.87	0.25
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.5231		0.5418

icy97

购mata-aerotech-51%-sws资本进军无人机服务
https://www.enanyang.my/news/20190806/购mata-aerotech-51-brsws资本进军无人机服务

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 31 Aug 2019

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		Three Months	Three Months	Twelve Months	Twelve Months
		01 Jun 2019 To	01 Jun 2018 To	01 Sep 2018 To	01 Sep 2017 To
		31 Aug 2019	31 Aug 2018	31 Aug 2019	31 Aug 2018
		$$'000	$$'000	$$'000	$$'000

1	Revenue	33,533	33,846	134,671	130,666
2	Profit/(loss) before tax	-4,194	-227	-7,383	647
3	Profit/(loss) for the period	-4,208	-1,349	-7,867	-923
4	Profit/(loss) attributable to ordinary equity holders of the parent	-3,883	-1,409	-7,300	-1,038
5	Basic earnings/(loss) per share (Subunit)	-2.13	-0.77	-4.00	-0.57
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.5102		0.5418

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 31 Dec 2019

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		Four Months	Four Months	Sixteen Months	Sixteen Months
		01 Sep 2019 To	01 Sep 2018 To	01 Sep 2018 To	01 Sep 2017 To
		31 Dec 2019	31 Dec 2018	31 Dec 2019	31 Dec 2018
		$$'000	$$'000	$$'000	$$'000

1	Revenue	43,625	0	178,296	0
2	Profit/(loss) before tax	-2,484	0	-9,866	0
3	Profit/(loss) for the period	-2,112	0	-9,979	0
4	Profit/(loss) attributable to ordinary equity holders of the parent	-1,807	0	-9,108	0
5	Basic earnings/(loss) per share (Subunit)	-0.99	0.00	-4.99	0.00
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.4984		0.5418

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 31 Mar 2020

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		31 Mar 2020	31 Mar 2019	31 Mar 2020	31 Mar 2019
		$$'000	$$'000	$$'000	$$'000

1	Revenue	31,236	0	31,236	0
2	Profit/(loss) before tax	-1,619	0	-1,619	0
3	Profit/(loss) for the period	-1,801	0	-1,801	0
4	Profit/(loss) attributable to ordinary equity holders of the parent	-1,624	0	-1,624	0
5	Basic earnings/(loss) per share (Subunit)	-0.89	0.00	-0.89	0.00
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.4852		0.4951

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SWS CAPITAL BERHAD

Particulars of Substantial Securities Holder

Name	MR NEO TIAM HOCK
Nationality/Country of incorporation	Malaysia
Descriptions (Class)	Ordinary shares
Name of registered holder	NEO CHEE KIAT
Date of cessation	10 Aug 2020

No of securities disposed	5,447,762
Circumstances by reason of which a person ceases to be a substantial shareholder	Off market deal
Nature of interest	Indirect Interest
Date of notice	11 Aug 2020
Date notice received by Listed Issuer	11 Aug 2020

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Type	Announcement
Subject	NEW ISSUE OF SECURITIES (CHAPTER 6 OF LISTING REQUIREMENTS) FUND RAISING
Description	SWS CAPITAL BERHAD ("SWS" OR THE "COMPANY")PROPOSED PRIVATE PLACEMENT OF UP TO 10% OF THE ORDINARY SHARES OF SWS
On behalf of the board of directors of SWS (“Board”), Malacca Securities Sdn. Bhd. (“Malacca Securities”) wishes to announce that the Company proposes to undertake a private placement of up to 10% of the issued ordinary shares of SWS (“SWS Share(s)”) (“Placement Share(s)”) at an issue price to be determined later (“Proposed Private Placement”). Please refer to the attachment for further details. This announcement is dated 19 August 2020.

https://www.bursamalaysia.com/market_information/announcements/company_announcement/announcement_details?ann_id=3079296

Attachments SWS Announcement dated 19 August 2020.pdf

icy97

SUMMARY OF KEY FINANCIAL INFORMATION 30 Jun 2020

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		30 Jun 2020	30 Jun 2019	30 Jun 2020	30 Jun 2019
		$$'000	$$'000	$$'000	$$'000

1	Revenue	21,156	0	52,392	0
2	Profit/(loss) before tax	315	0	-1,304	0
3	Profit/(loss) for the period	132	0	-1,669	0
4	Profit/(loss) attributable to ordinary equity holders of the parent	-27	0	-1,651	0
5	Basic earnings/(loss) per share (Subunit)	-0.01	0.00	-0.91	0.00
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.4860		0.4951

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Type	Announcement
Subject	TRANSACTIONS (CHAPTER 10 OF LISTING REQUIREMENTS) NON RELATED PARTY TRANSACTIONS
Description	SWS CAPITAL BERHAD ("SWS" OR THE "COMPANY")PROPOSED DISPOSAL OF FREEHOLD LAND BY POH KEONG INDUSTRIES SDN BHD, A WHOLLY-OWNED SUBSIDIARY OF SWS TO TOP CC & PLASTIC MASTERBATCHES SDN BHD
The Board of Directors of SWS ("Board") is pleased to announce that Poh Keong Industries Sdn Bhd ("PKI" or the "Vendor"), a wholly-owned subsidiary company of SWS, has on 14th September 2020 entered into a conditional sale and purchase (hereinafter referred to as "SPA") with Top CC & Plastic Masterbatches Sdn Bhd ("TOP" or the "Purchaser") for the proposed disposal of freehold land measuring approximately 6.15 acres (2.49 hectares) in the Mukim of Parit Jawa, District of Muar, State of Johor (hereinafter referred to as "Land") for a total cash consideration of Ringgit Malaysia Seven Million Two Hundred and Thirty Three Thousand (RM7,233,000) (hereinafter referred to as "Purchase Price") as stipulated in the SPA (hereinafter referred to as "Proposed Disposal"). Please refer to the attached file for full text of the announcement. This announcement is dated 15 September 2020.

https://www.bursamalaysia.com/market_information/announcements/company_announcement/announcement_details?ann_id=3088274

Attachments SWS - Proposed disposal of Land by PKI.pdf

icy97

SWS CAPITAL BERHAD

Date of change	01 Oct 2020
Name	DR LOH YEE FEEI
Age	57
Gender	Male
Nationality	Malaysia
Type of change	Redesignation
Previous Position	Non Executive Director
New Position	Chief Operating Officer
Directorate	Executive

Qualifications

No	Qualifications	Major/Field of Study	Institute/University	Additional Information
1	Doctorate	Business Administration	Paramount University of Technology, U.S.A
2	Degree	Applied Science (Electrical Engineering)	University of Ottawa, Canada

Working experience and occupation

Dr Loh has more than 34 years of business and management experience in manufacturing - based industries. Dr Loh is currently the Managing Director of Bitmain Malaysia, with its parent company Bitmain Technologies Ltd. being the world number one manufacturer of mining hardware & Application-specific IC (ASIC) for block chain technology application. He was Group CEO & Executive Director for Denko Industrial Corporation Berhad (2015), a Malaysian public-listed company engaged in turn-key manufacturing, plastic injection moulding for electrical and electronic industries. He was the Executive Director of GPA Holdings Berhad (2011 - 2014), a Malaysian Public - Listed Company engaged in manufacturing and distribution of automotive and valveregulatedlead-acid (VRLA) batteries, and the Chief Executive Officer of FACB Industries Incorporated Berhad (2009 -2011), a Malaysian Public  Listed company with steel manufacturing as its flagship operations. He has also held senior management position in both local conglomerates and American multinational companies which including serving as General Manager of Hong Leong Industries Berhad, Supply Chain Director, Manufacturing Manager & Process Engineering Manager of Western Digital Malaysia. He started his career as process engineer with Intel Technology Malaysia in 1984.

icy97

Type	Announcement
Subject	TRANSACTIONS (CHAPTER 10 OF LISTING REQUIREMENTS) NON RELATED PARTY TRANSACTIONS
Description	SWS CAPITAL BERHAD ("SWS" OR "THE COMPANY")INCORPORATION OF NEW SUBSIDIARY
The Board of Directors of SWS Capital Berhad (“SWS” or the “Company”) ("Board") is pleased to announce that SWS, has on 1st October 2020 incorporated a new company in Malaysia, known as SWS In Medics Sdn. Bhd. (InMedics). SWS hold 51 ordinary shares, representing 51% of the total issued share capital of InMedics. Please refer to the attached file for full details. This announcement is dated 02 October 2020.

https://www.bursamalaysia.com/market_information/announcements/company_announcement/announcement_details?ann_id=3093456

Attachments SWS - Incorporation SWS In Medics SB.pdf

SUMMARY OF KEY FINANCIAL INFORMATION 30 Sep 2020

		INDIVIDUAL PERIOD		CUMULATIVE PERIOD
		CURRENT YEAR QUARTER	PRECEDING YEAR CORRESPONDING QUARTER	CURRENT YEAR TO DATE	PRECEDING YEAR CORRESPONDING PERIOD
		30 Sep 2020	30 Sep 2019	30 Sep 2020	30 Sep 2019
		$$'000	$$'000	$$'000	$$'000

1	Revenue	44,907	0	97,299	0
2	Profit/(loss) before tax	2,333	0	1,028	0
3	Profit/(loss) for the period	1,860	0	191	0
4	Profit/(loss) attributable to ordinary equity holders of the parent	1,816	0	165	0
5	Basic earnings/(loss) per share (Subunit)	1.00	0.00	0.09	0.00
6	Proposed/Declared dividend per share (Subunit)	0.00	0.00	0.00	0.00
		AS AT END OF CURRENT QUARTER		AS AT PRECEDING FINANCIAL YEAR END
7	Net assets per share attributable to ordinary equity holders of the parent ($$)	0.4962		0.4951

SWS CAPITAL BERHAD

Particulars of substantial Securities Holder

Name	DATO' SERI MR. SERM JUTHAMONGKHON
Nationality/Country of incorporation	Thailand
Descriptions (Class)	Ordinary shares

Details of changes

No	Date of change	No of securities	Type of Transaction	Nature of Interest
1	09 Dec 2020	6,300,800	Disposed	Direct Interest
	Name of registered holder	DATO' SERI MR. SERM JUTHAMONGKHON
	Description of "Others" Type of Transaction

Circumstances by reason of which change has occurred	Open market deal
Nature of interest	Direct Interest
Direct (units)	9,537,125
Direct (%)	5.23
Indirect/deemed interest (units)	0
Indirect/deemed interest (%)	0
Total no of securities after change	9,537,125
Date of notice	09 Dec 2020
Date notice received by Listed Issuer	09 Dec 2020

SWS CAPITAL BERHAD

1. Details of Corporate Proposal
Involve issuance of new type/class of securities ?	No
Types of corporate proposal	Private Placement
Details of corporate proposal	PRIVATE PLACEMENT OF UP TO 10% OF THE ORDINARY SHARES OF SWS
No. of shares issued under this corporate proposal	18,234,378
Issue price per share ($$)	Malaysian Ringgit (MYR)   0.5950
Par Value($$) (if applicable)	Malaysian Ringgit (MYR)
Latest issued share capital after the above corporate proposal in the following
Units	200,578,160
Issued Share Capital ($$)	Malaysian Ringgit (MYR) 102,092,371.800
Listing Date	21 Dec 2020

SWS CAPITAL BERHAD

Particulars of substantial Securities Holder

Name	PUAN SRI DATIN CHAN MEI CHENG
Nationality/Country of incorporation	Malaysia
Descriptions (Class)	Ordinary shares

Details of changes

No	Date of change	No of securities	Type of Transaction	Nature of Interest
1	21 Dec 2020	10,000,000	Disposed	Direct Interest
	Name of registered holder	PUAN SRI DATIN CHAN MEI CHENG
	Description of "Others" Type of Transaction
2	22 Dec 2020	6,965,750	Disposed	Indirect Interest
	Name of registered holder	TAN KEAN AIK
	Description of "Others" Type of Transaction
3	22 Dec 2020	6,221,481	Disposed	Indirect Interest
	Name of registered holder	TAN HUI LUN
	Description of "Others" Type of Transaction
4	23 Dec 2020	7,500,000	Disposed	Indirect Interest
	Name of registered holder	TAN SRI DATO' SERI TAN KING TAI @ TAN KHOON HAI
	Description of "Others" Type of Transaction

Circumstances by reason of which change has occurred	Open market deal
Nature of interest	Direct and Indirect Interest
Direct (units)	2,210,281
Direct (%)	1.102
Indirect/deemed interest (units)	17,239,138
Indirect/deemed interest (%)	8.595
Total no of securities after change	19,449,419
Date of notice	23 Dec 2020
Date notice received by Listed Issuer	23 Dec 2020

SWS CAPITAL BERHAD

1. Details of Corporate Proposal
Involve issuance of new type/class of securities ?	No
Types of corporate proposal	ESOS
Details of corporate proposal	Employee Share Option Scheme (ESOS)
No. of shares issued under this corporate proposal	5,850,000
Issue price per share ($$)	Malaysian Ringgit (MYR)   0.4900
Par Value($$) (if applicable)
Latest issued share capital after the above corporate proposal in the following
Units	206,428,160
Issued Share Capital ($$)	Malaysian Ringgit (MYR) 104,958,871.800
Listing Date	28 Dec 2020

Notice of Interest Sub. S-hldr (Section 137 of CA 2016)

SWS CAPITAL BERHAD

Particulars of Substantial Securities Holder

Name	DATO ONG CHOO MENG
Nationality/Country of incorporation	Malaysia
Descriptions (Class)	Ordinary Shares
Name of registered holder	DATO' ONG CHOO MENG

Date interest acquired & no of securities acquired
Date interest acquired	23 Dec 2020
No of securities	5,150,300
Circumstances by reason of which Securities Holder has interest	Open market deal
Nature of interest	Direct Interest
Total no of securities after change
Direct (units)	13,150,300
Direct (%)	6.556
Indirect/deemed interest (units)	0
Indirect/deemed interest (%)	0
Date of notice	24 Dec 2020
Date notice received by Listed Issuer	24 Dec 2020

SWS CAPITAL BERHAD

1. Details of Corporate Proposal
Involve issuance of new type/class of securities ?	No
Types of corporate proposal	ESOS
Details of corporate proposal	Employee Share Option Scheme (ESOS)
No. of shares issued under this corporate proposal	3,300,000
Issue price per share ($$)	Malaysian Ringgit (MYR)   0.6800
Par Value($$) (if applicable)
Latest issued share capital after the above corporate proposal in the following
Units	209,728,160
Issued Share Capital ($$)	Malaysian Ringgit (MYR) 107,202,871.800
Listing Date	06 Jan 2021

Notice of Interest Sub. S-hldr (Section 137 of CA 2016)

SWS CAPITAL BERHAD

Particulars of Substantial Securities Holder

Name	DATO' SERI MR. SERM JUTHAMONGKHON
Nationality/Country of incorporation	Thailand
Descriptions (Class)	Ordinary shares
Name of registered holder	DATO' SERI MR. SERM JUTHAMONGKHON

Date interest acquired & no of securities acquired
Date interest acquired	04 Jan 2021
No of securities	500,000
Circumstances by reason of which Securities Holder has interest	Subscription of shares via Employee Share Option Scheme
Nature of interest	Direct Interest
Total no of securities after change
Direct (units)	10,537,125
Direct (%)	5.024
Indirect/deemed interest (units)	0
Indirect/deemed interest (%)	0
Date of notice	05 Jan 2021
Date notice received by Listed Issuer	05 Jan 2021

Name	DATO ONG CHOO MENG
Nationality/Country of incorporation	Malaysia
Descriptions (Class)	Ordinary shares

Details of changes

No	Date of change	No of securities	Type of Transaction	Nature of Interest
1	31 Dec 2020	6,849,700	Acquired	Direct Interest
	Name of registered holder	DATO ONG CHOO MENG
	Description of "Others" Type of Transaction

Circumstances by reason of which change has occurred	Open market deal
Nature of interest	Direct Interest
Direct (units)	20,000,000
Direct (%)	9.536
Indirect/deemed interest (units)	0
Indirect/deemed interest (%)	0
Total no of securities after change	20,000,000
Date of notice	05 Jan 2021
Date notice received by Listed Issuer	05 Jan 2021

SWS CAPITAL BERHAD

Date of change	06 Jan 2021
Name	MR CHUA HEOK WEE
Age	47
Gender	Male
Nationality	Malaysia
Designation	Non Executive Director
Directorate	Independent and Non Executive
Type of change	Resignation
Reason	Due to other personal commitment
Details of any disagreement that he/she has with the Board of Directors	No
Whether there are any matters that need to be brought to the attention of shareholders	No

Qualifications

No	Qualifications	Major/Field of Study	Institute/University	Additional Information
1	Others	Technical College	Technical College

Working experience and occupation	Mr Chua worked as a foreman in 1995. He was subsequently promoted to Project Manager of Muar Ban Lee Engineering Sdn. Bhd. in 1997. With more than 25 years experience in the design and manufacture of oil seed expellers, ancillary machinery and spare parts, he has steered Muar Ban Lee Engineering Sdn. Bhd. from a small scale manufacturer to be one of the major manufacturers of oil seed expellers in Malaysia. He is responsible for the overall business planning, marketing, product development and brand building of the Company. He has participated in many international metal product trade fairs and exhibitions held overseas and locally. He is the Managing Director of Muar Ban Lee Group Berhad since 30th June 2009.
Family relationship with any director and/or major shareholder of the listed issuer	Nil
Any conflict of interests that he/she has with the listed issuer	Nil
Details of any interest in the securities of the listed issuer or its subsidiaries	Direct:2,182,056 (1.04%)

icy97

SWS CAPITAL BERHAD

Date of change	12 Jan 2021
Name	MR TEH LI KING
Age	42
Gender	Male
Nationality	Malaysia
Designation	Executive Director
Directorate	Executive
Type of change	Appointment

Qualifications

No	Qualifications	Major/Field of Study	Institute/University	Additional Information
1	Masters	Masters of Business Administration	Charles Sturt University, Australia
2	Degree	Bachelor of Science in Business	New Hampshire College, USA
3	Others	Pre-Contract Examination for Insurance Agent Certification	The Malaysia Insurance Institute,Malaysia

Working experience and occupation

Mr Teh joined Hong Leong Bank as the Account Relationship Executive in 2000, managing and developing portfolio of business banking clients before joining the metal industry as the Marketing Manager of PP Steel Service Centre Sdn Bhd in 2003 and Sales Manager of Rex Metal Packagaing Berhad in 2005. He moved on to serve as the Senior Business Development Manager of Sumimetal Industries (M) Sdn Bhd in 2006.   In 2007, Mr Teh joined the chemicals manufacturing industry as the Assistant General Manager of Hextar Chemicals Sdn Bhd and is currently the Group Chief Corporate Officer of Hextar Group of Companies. His role is to oversees and manage the overall corporate development and strategies, human capital management as well as legal and compliance matters of the Group of Companies and concurrently serving as director of the several private companies. He is a senior executive with experience with industry experience the area of corporate management, business banking and manufacturing. He does not hold directorship in any other public listed companies. He does not have any family relationship with any director and/or major shareholder of the Company and no conflict of interest with the Company.